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[ Segregated Trust Account Protection ]
Once a week, clients' effective assets in trust will be under the clearing process by adding unrealized gains, and deducting unrealized loses and the required commission. The resultant effective amount will be deposited into Sumitomo Mitsui Banking Corporation's Trust Account administered by trustee. In the event of bankruptcy or other mishaps, creditors have no rights to put charge on the assets in trust, and the trustee can still be able to return intact all the effective amounts to respective clients.
- SMBC will return all the effective amounts in trust to trustee for distribution.
- Trustee will return the effective amounts in full to the clients concerned after proper personal information identification.
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| < Routine > |
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| < In the event of Bankruptcy or other Mishaps > |
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[ Note ]
* Our 'Segregated Trust Account Protection System' applied to clients' margin deposits in yen only and deposits of foreign currencies excluded.
* Our 'Segregated Trust Account Protection System' is not a capital protection guarantee. Subject to unforeseen market fluctuation, clients are liable to sustain losses significantly in excess of their initial margin funds.
* Our 'Segregated Trust Account Protection System' is operated on a weekly clearing basis, taking into account of the gains and losses, realized and unrealized, and the resultant effective amount will be under the supervision of the trustee.
* In the event of bankruptcy or other mishaps, the trustee will return the effective amount held by respective clients in the trust account. However, client identification might be necessary and clients might, at the request of the trustee and Sumitomo Mitsui Banking Corporation, have to provide personal information for identification.
* Sumitomo Mitsui Banking Corporation as the trustee office does not guarantee the return of the trust assets to the clients, nor does it responsible for the administration and running of the trustee. |
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